Important Disclosure Information

Sound Portfolio Advisors, LLC (SPA) is an SEC registered investment adviser located in Mystic, Connecticut. SPA may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. SPA’s website is limited to the dissemination of general information pertaining to its advisory services. Accordingly, the publication of SPA’s website on the Internet should not be construed by any consumer and/or prospective client as SPA’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by SPA with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. A copy of SPA’s current written disclosure statement discussing SPA’s business operations, services, and fees is available from SPA upon written request.

Neither SPA nor its employees are attorneys or accountants, and no portion of the web site content should be interpreted as legal, accounting, or tax advice. 

Each client and prospective client agrees, as a condition precedent to its access to SPA’s website, to release and hold harmless SPA, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of its actions and/or omissions which are independent of its receipt of personalized individual advice from SPA.

To see our most recent form ADV II, please click here.

To see our most recent privacy policy, please click here.

To see our most recent form CRS, please click here.